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The Nazi State:
Machine or Morass?
Competing
interests as much as ideology fuelled the functioning of the Third Reich, augmented
by forced labour and the plunder of Occupied Europe. The vices which despotism
engenders are precisely those which equality fosters. These two things mutually
and perniciously complete and assist each other. Equality places men side by side,
unconnected by any common tie; despotism raises barriers to keep them asunder:
the former predisposes them not to consider their fellow-creatures, the latter
makes general indifference a sort of virtue. Despotism then, which is at all times
dangerous, is most particularly to be feared in democratic ages. Alex de Tocqueville,
Democracy in America (vol. II, chapter iv). Unfettered
competition is one of the least understood features of the National Socialist
regime, although it is one of the most discussed. Political historians have long
debunked the myth of the National Socialist state as a totalitarian and rationally
organised modern Leviathan. More recently, historians have been fascinated by
the rampant competition, even chaos, of Nazi institutions. At the same time, social
historians have come to regard as a major aspect of the National Socialist regime
not the ideological infiltration of Nazi doctrine among the German people as though
it were a new catechism, but the increasing pressures of competitive behaviour
among social groups and individuals that reshaped private and public life, within
the family no less than on the shop floor.
National Socialism replaced
the hard driving, entrepreneurial, 'economic man' - with a new breed of compradores
who craftily exploited the chances of improvement and upward mobility provided
by an expanding Third Reich. Their main pursuits were not economic or productive
but 'political', using the powers of domination and subjugation that were provided
by the state - starting with the repression of trade unions and the seizure of
their property and the exclusion of Jews from public life and continuing in the
wars of plunder and extortion which reached their zenith in the war against the
Soviet Union.
All this has been fairly well described, but little understood.
Historians, like most people, prefer to keep state and society, men and women,
production and destruction neatly apart, and have very distinct ideas about what
should and should not be considered modern. German and English historians both
stop short of the notion of a state's institutions as the main arena of competition,
although their reasons differ. The Germans imagine a well-organised and smooth-functioning
state machine in which institutions not only Fit together but, by functioning
so well, also further the common good. English historians on the other hand, come
from a tradition that views the state or, more generally, the political sphere
as an arena where a ruling class constitutes itself by establishing its claims
to dominate through the consent of the subordinated classes.
Whichever
way we approach it, the sprawling Nazi state with its many and diffuse institutions
was different. Very clearly it became the site of pervasive competition between
individuals and institutions for control over this power to dominate others; in
turn this became the pre-requisite for the wealth and the status of an institution.
This competition increased in leaps and bounds with Nazi conquest. Those institutions
and individuals who had the licence to plunder - and all too often the right to
kill as well - ruled supreme. The SS and its sprawling empire under Himmler was
the prime example of this kind of activity. This is what makes the Nazi regime
so extraordinary and, at the same time, so difficult to understand. The Nazi state
and the emerging Nazi society were not centred around production and maintaining
its conditions, but around the ability to prey on other people and whole societies,
much as industry preys on nature.
The consequence of this slash- and-burn
approach to state activities was the collapse of the rule of law and of the rationality
of bureaucratically organised domination. At the same time, the sphere of the
state and the number of those who were employed by the state directly or indirectly
expanded dramatically. This expansion, it should be noted, occurred in tandem
with the intensification of terror and domination, beginning in 1933. At the zenith
of the Second World War, in 1941, a state system had emerged in which literally
hundreds of institutions were engaged in the project of dominating the defeated
and occupied countries.
We are only slowly beginning to uncover the cumulative
impact of these institutions, which fought each other tooth and nail. While we
have a good sense of the plunder by the big 'machines' - the SS, the military,
and industry - we still need to uncover the little privileges of 'Germans' over
other 'races'. Thus we know a great deal about forced labour in Germany, but we
know next to nothing about the behaviour of, for example, the administrators in
the East - or about the increasingly inter-ethnic master- servant relations in
the German countryside during the war. By the same token, a great deal is known
about the 'Aryanisation' of industry and trade, but what happened to all the Jewish
offices and houses, and to the property of Jewish families in Germany and Europe,
say in Hamburg, Krakow, or Vienna? We really do not know.
However, a recent
study on Passau has shown that even in the staunchly Catholic backwoods of Germany
where Nazism never took a firm hold, the Third Reich could unleash a creed which
broke through the old solidarities of the community and destroyed tolerance among
people. Of all its vices, the ability of the National Socialist regime to separate
and set human beings against one another in competition over plunder was the worst.
By destroying bonds of solidarity, by fostering the egotism of both individuals
and institutions, and by applauding as strong and healthy those 'who have no sympathy
for any but themselves' (de Tocqueville), the National Socialist regime proceeded
to create a state and a society which 'placed men side by side, unconnected by
any common ties' (de Tocqueville). This competition did not centre around production
or markets, but around terror and force, the capacity to impose one's will on
others by means or physical coercion.
War was the natural extension of
this violent system, and war in the National Socialist context took on a very
special meaning. It has been appropriately called a Weltanschauungskrieg, an ideological
war. This kind of war happened not only to be Hitler's main and ultimate goal;
it was also the centrepiece of the reconstruction of German society and the German
state around domination. Ideological war was the product neither of old-fashioned
interest- politics nor of atavistic sentiments. Rather it was fought in order
to create and maintain a state and a society in which German individuals and institutions
could share in the domination of others.
If we consider war, and ideological
war at that, as the focus of the National Socialist state, this may shed some
light on the initial observation about the chaotic and competitive nature of Nazi
rule. It is true that the business of governing in the Third Reich was trans-formed
into competitive interaction between powerholders and their institutions. There
was no coherent system of government. Every institution carved out its own niche
in an increasingly vicious struggle for influence and resources. Looking at the
endless squabbles between them, it might indeed be surmised that the Nazi state
was chaotic.
Even worse, the sharp divisions between state, economy, and
society became lost under the impact of the competition. Industrial groups gained
quasi-state authority and the difference between private and public ownership
(one may think of the Hermann Goering Werke or of the holdings of German files
in the occupied countries), became blurred. By the same token, the SS combined
state institutions like the police with party institutions like the SD information
service under one roof. Thus, a National Socialist state emerged that lacked a
coherent centre and expanded beyond traditional boundaries to encompass parts
of society and the economy.
Yet, as competitive as this system of National
Socialist politics and as blurred the line between state, society, and economy
were, this entity did not lack direction. To step back from the infighting and
look at the system as a whole is to discover that the momentum of competition
led in the direction of war. Many attribute this to Hitler personally, but this
view is too simplistic an explanation for a modern despotic regime. Hitler's stature
in the Third Reich did indeed rise and he was increasingly able to impose his
'goals', but his rise to predominance was a result rather than a precondition
of the pervasive struggles over power, influence, and resources. A state system,
built on plunder, could not but move in the direction of war - or it had to be
thoroughly rebuilt.
However, we cannot leave it there; for National Socialist
(and Hitler's) politics were not exhausted in following an institutional drive
towards war. They wanted war and strove towards it. War was the means to reconstruct
German society and the German state on the basis of con- quest, subjugation, and
annihilation. War was the goal of a process of social reconstruction that began
with racial purification as the core of Wiederwehrhaftmachung (military preparedness)
and was supposed to reach its climax with the anticipated domination of the Germans
over other 'races'. This was the ideological programme. It was guided by the promise
of domination for every German as part of a new 'master race' in a racist empire.
While the big 'machines' fought it out among themselves, the Nazi leadership,
and especially Hitler, never lost their populist touch. Both trajectories pointed
towards war, and a racist war at that.
Competition over domination formed
the material practice of' the Third Reich. As de Tocqueville put it, 'a despot
easily forgives his subjects for not loving him, provided they do not love each
other'. The latter - love, trust, solidarity - indeed were in short supply among
the Germans, and solidarity with the dominated became treason. Equality for all
Germans in a new Volksgemeinschaft; freedom as participation in domination; egotism
in the interest o f the 'common good' - these were the ideological essentials
of the Nazi state, which did not require that everyone become a Nazi as long as
the National Socialist leadership could convince Germans of the benefits of racist
rule.
Ideological politics were thus the promise of participation in the
domination of others for one's own and the common German benefit. It was thus
a peculiarly perverted system of participation; for while the Germans were not
allowed to govern themselves, they were encouraged to dominate others. This was
the National Socialist 'social contract' on which the state, with its competitive
and predatory institutions, rested. It is easy to be confused by the convenient
'mix-up' between Nazi propaganda and Nazi ideology. However, National Socialist
ideology consisted neither of the bad political habits of the 'masses' nor the
dreams produced in Dr Goebbels' celluloid factories. The special quality of National
Socialist ideology consisted in its increasing concreteness with the approach
and the conduct of war. Its very core, racist domination and annihilation, was
its least debated and propagandised aspect, but it comprised the essence and the
practice of politics in the Third Reich.
The National Socialist state
system of competitive centres of power and a racist 'social contract' did not
emerge overnight and it always remained tenuous, dependent both on the state's
ability to reconcile the political interests of the institutional centres of power
and the ability to create a new social contract through war. The National Socialist
state was not the inevitable outcome of the seizure of power; nor did the Third
Reich simply follow a path mapped out by Hitler. Rather, the conditions for ideological
war and for the foundation of a new social contract were established in a series
of struggles. There is, in other words, no linear progression in National Socialist
rule, but a series of contested choices that made the Nazi state.
Conflicts
over priorities were built into the coalition government that came to power in
1933. Least important in this coalition were the few conservative-bourgeois politicians
who were quickly ousted or side- stepped. What counted was the power of industry
and the military on the one hand, and of society mobilised in the National Socialist
movement on the other. Not the parties which were quickly co-opted, but the autonomous
powerblocks of industry and the military were the initial counterweights, but
also the partners of the National Socialists. National Socialist leaders depended
on industry in combatting unemployment and on the military to wage war, just as
the latter depended on the National Socialist capacity to mobilise (and terrorise)
people. As a result of the Nazi takeover, the powers of industry and the military
expanded dramatically during 1933. But all attempts to fuse the National Socialist
movement with the interests of industry and the military - as was tried in 1933
with the SA and the Wehrmacht and with the Mittelstand and industry - were frustrated,
and failed. Both the attempt to bring together middle-class and industrial politics
in the formation of a new corporate economy and the attempt to fuse para-military
mobilisation with rearmament in a new hybrid military came to naught.
In
fact the two sides came to a head-on collision in 1934 which the para-military
and middle-class ideologies in the National Socialist movement lost. The Reichswehr
became the dominant military force against and over the storm troopers just as
industry pushed back Mittelstand demands. While the former demanded the sub- ordination
of the whole nation under the yoke of rearmament, the latter strove for efficiency
and managerial control over the workforce. Both aims were as total in their scope
as those of the National Socialists. They wanted to reorganise society in their
own right to assure the smooth functioning of production and destruction. Even
if the military and industry never fully succeeded, this constituted a most threatening
challenge for the National Socialist leadership. In effect, they had to negate
their past and the interests of their most dedicated followers in order to maintain
their alliance with the military and industry on whom they depended in their short-term
struggle against unemployment and their long-term objectives of waging war. The
National Socialist leadership entered a most critical phase - and yet it survived
and emerged stronger than before.
Nazi leaders all acted differently in
this situation. The opportunistic Goering seized the first opportunity to join
industry and the military as a third force through the Four Year Plan, although
he and the Plan remained unwelcome among the tycoons of the Ruhr. Nevertheless,
Goering established his own power- base, centred around a military- industrial
complex that linked the air- force with aeroplane manufacturers and chemical (especially
synthetic petrol) industries, mainly IG Farben. Himmler concentrated on building
his own apparatus of domination, which was the first in the Third Reich that lived
entirely off the domination of others. In a series of crafty manoeuvres against
his own National Socialist comrades (Roehm, Goering, Goebbels) and against state
bureaucracies, he not only centralised policing, but also reforged the whole complex
of 'domestic security' into a proselytising centre for ideological politics. Himmler's
powerblock thus not only contained the political police, the Gestapo, but also
the Race and Settlement Office which championed the reconstruction of German society
along racist lines. It also developed its own 'resource' base by exploiting the
victims of the Third Reich (concentration camp labour) and by seizing and controlling
the property of those who were expelled from Germany. However, the survival of
the Nazi leadership as a whole, and of Hitler in particular, was due to other
factors.
Hitler's ideological base had always been somewhere else, and
it was the clever preservation of this base by Goebbels which propelled Hitler
to the centre of the stage without his having to make the decisions that industry
and the military expected him to make. He was never a good mediator in the competition
between his own leaders and between the institutions of the state and, from what
is known, he did not care to perform well in this particular field. However, Hitler
always retained his close ties with a German society which adored him despite
the blunders of his entourage. While the party lost in credibility, Hitler's star
rose thanks to the ceaseless propaganda campaigns of Goebbels. These bonds of
loyalty and adoration that linked Hitler to society proved to be exceedingly important.
While Hitler and the National Socialist regime did not fare very well in guiding
the competition within the Nazi state, they continued to guarantee the conditions
of production and destruction both internally and externally. In this capacity
of establishing and maintaining a social contract, Hitler was desperately needed.
The organisation of society for war or, for that matter, for production, could
not have taken place without a growing Hitler myth without Hitler's 'peace' initiatives
or, without the dose of terror against those who did not opt for the emerging
community of the Third Reich.
Had the Third Reich been an ordinary despotic
regime, nothing further would have happened. The myth would have given way to
disappointment and the dynamism of the regime would have petered out. There was
the possibility of this kind of development all along, despite Goebbels efforts.
Yet at the first possible chance the National Socialist leadership proved that
it was not an ordinary regime and that it was not ready to leave the social contract
to propaganda and goodwill. This chance arose in 1937-38 for complex reasons.
Both the military and industry had over-extended, while neither of them had reached
their goal. The military was still unable to fight a war, and industry continued
to fear for profitability. They were in a genuine impasse, in which one side had
to give, The military wanted more rearmament, industry a course of stability and
profitability, and both were ready to pass the costs on to society. Hitler resisted
this choice by pursuing a third, his own course. He drove towards a quick, even
premature war - and not just any war, but ideological war. He used the impasse
of 1937-38 to give the National Socialist social contract a substantive base through
wars of exploitation and domination. He revived the quest for Volksgemeinschaft
and Lebensraum. In 1938 the Nazi leadership succeeded in establishing the primacy
of ideological politics. This was a most important change, for it shaped the quality
of the wars to be fought. They were not simply fought in order to consolidate
and to placate interests. They were fought as social wars in order to facilitate
the reconstruction of German society.
This kind of war reached its apogee
with the war against the Soviet Union in 1941, For that war linked the key aspects
of ideological rule: exterminism and genocide and the reconstruction of German
society as the superior 'race' over the subjugated peoples and nations came together
in the planning and the implementation of 'Operation Barbarossa'. This campaign
was ideology transformed into political, social, and military practice. In summer
194I, when the Soviet Union seemed to be defeated, a vision emerged of a German
society, a National Socialist state, and a prosperous industry preying on subordinated
peoples and resources, being protected by the SS against the resistance from within
and by the Wehrmachf against the dangers from without. In 1941-42 the high watermark
of the establishment of a racist social contract was reached. It is only appropriate
that exactly at this point the preparations for a 'final solution', the annihilation
of the Jewish people in occupied Europe, took shape.
However, this vision
was destroyed in the very same winter by the tenacity of the Red Army. The ending
of Blitzkrieg initiated a last phase in the development of a Nazi state. By 1941
the pendulum had begun to swing back to a more instrumental and functional organisation
of society in the interests of production and destruction, while ideological politics
were cramped into the annihilation campaign against Jews that escalated to its
heights in 1941-42. Speer, and with him a corporate solution for the mobilisation
of resources, gained the upper hand as far as the Germans were concerned. However,
the main costs of the re-emergence of corporate power within the Nazi state and
the reassertion of the imperatives of production in total war were still not paid
by the Germans, but by forced labour, plunder, and starvation in occupied countries.
This was and is Speer's legacy.
Underneath the pressures of war production
organised in Speer's Ministry, alternatives were debated which proved to be more
palatable in Germany and to the Germans. Many (like the future Minister of Economic
Affairs and Chancellor Ludwig Ehrhard, but, intriguingly also the SS leader Ohlendorf
who never gave up the vision of the reconstruction of German society) retained
their dislike for Speer's corporatism with its quest for a clean and functional
organisation of society in subordination to big industry. After all hopes for
domination vanished in 1943, they began to debate alternative ways of mapping
out a social contract - no longer on the basis of violence, but built around new
economic policies. They aimed at achieving, in due course, high employment and
a high standard of living as well as the creation of a European 'co-prosperity
sphere', that is a zone of influence in which Ger- many would predominate, though
not by force and violence, but due to its economic strength. They envisaged a
new social contract, based not on the domination of others, but on a share in
consumption in a revitalised and prospering European economy. Thus the basis for
post-war reconstruction was laid during the war in response to the failure of
the National Socialist state to establish a new and racist German order through
war. However, the National Socialist state could not be reformed from within as
some of the proponents of Volkskapitalismus had thought. The National Socialist
regime had to be destroyed before a new social contract could be negotiated.
Author:
Geyer, Michael
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